Risk and Compliance
Automation for Direct Market Access
Achieve total control throughout the trade lifecycle — reduce settlement failures, streamline reconciliation, and simplify compliance management
Learn MoreEngineered for simplicity and precision
Eliminate silos and gaps across fragmented trading systems with institution-grade controls that seamlessly integrate pre-existing workflows
Comprehensive Compliance
Robust support for Equities, Options, Futures, FX, Crypto, and Fixed Income across global jurisdictions, brokers, and exchanges
- Equities
- Options
- Futures
- FX
- United States
- European Union
- United Kingdom
- Hong Kong
Fast Deployment
Launch in under 30 days, proven across 50+ firms supporting over 10,000+ trading desks
Real-Time Risk Control
Capture, enrich, and validate trades with sub-25 microsecond monitoring; with automated risk and compliance checks completed in nanoseconds
Positions +24% 
Activity +60% 
Aggregate Risk -16% Secure Architecture
Maintain compliance with hot-hot operational redundancy designed for 100% uptime
Higher ROI
Reduce total cost of ownership (TCO) by up to 50% with composable solutions and custom development — driving efficiency, reliability, and long-term scalability
Future-Proof Operations
Streamline pre-existing workflows with intuitive GUIs and flexible API integrations
Technology Partners for Operations, Risk and Compliance
Confidently access markets with institution-grade controls, seamless workflow continuity, and trusted partners to help you manage complexity across the trade lifecycle
Enterprise Compliance Policy
Control systems and workflows with advanced role-based permissions, secured by immutable audit-trails
Advanced Risk Governance
Create, document, and enforce multi-level risk governance policies with ultra low latency trade enrichments
Order Flow Management
Consolidate, control, and re-route order flow with real-time validation
Seamless Integrations
Send custom drop copies to third-party systems, in real-time or T+1
White-Glove Support
Tailor fit-for-purpose business logic with guidance from expert partners
Frequently Asked
Questions
Implementation
Technical integration begins day 1 with your existing data flows, parallel testing starts week 3, and full production deployment completes within 30 days. All while maintaining your current trading operations; no system modifications required.
We provide a sandbox environment loaded with your historical data to validate all controls before testing production; typical proof of concept completes in two weeks as a low-risk way to evaluate performance.
Our hierarchical risk framework enables unified control while maintaining entity-specific rule sets, with automated reconciliation between entities and real-time cross-entity risk aggregation.
Each trading desk can operate under customized rules while maintaining firm-wide control hierarchies - demonstrated by clients running 20+ distinct trading strategies with unique risk parameters.
Risk & Compliance
Our architecture maintains a unified data model throughout the trade lifecycle, eliminating the fragmentation points where most settlement failures occur. We apply consistent validation rules across pre-trade, execution, and settlement processes while preserving your existing workflows.
We ensure consistent application of market access rules across all trading activities and jurisdictions. This prevents the rule inconsistencies that create compliance gaps when trading across global markets, particularly valuable for SEC Rule 15c3-5, MiFID II, and NI 23-103 compliance.
One-click report generation delivers comprehensive audit trails across the entire trade lifecycle without reconciliation gaps. Our immutable records capture all validation decisions in a unified format that automatically meets different jurisdictional reporting requirements.
Our platform automatically scales during volume spikes, while our dedicated market hours support team proactively monitors system performance and is available within 30 seconds via dedicated emergency channels.
Ongoing Support
Our system is designed to work with both an intuitive GUI for non-technical users and highly functional API for technical use cases. We estimate clients operate the platform with 65% less IT support than other solutions, while compliance teams spend 40% less time on system maintenance and configuration.
System upgrades deploy as scheduled events within a well communicated change control process. These events mainly occur over the weekend when there is ample system down time.
Our adaptive architecture handles infrastructure changes without requiring system modifications - proven by clients who have added multiple new trading platforms mid-year with zero compliance system adjustments.