Market Access Compliance Solutions

  • Made to Perform
  • Simple to Use
  • Easy to Deploy

Pre-trade regulatory compliance management 

Set compliance policy and standards
Enforce overall and individualized risk profile settings
Validate order parameters, messaging and message rate standards
Exceed performance expectations

Surveillance and compliance reporting

Achieve holistic view of trading environment
Isolate critical and key order behaviors
Real-time notice and alerts
Gain and give useful insight into trading activity

Multi source, cross-platform aggregation

Consolidate all order flow into one easy to use platform
Achieve transparency across all trading systems
Monitor aggregate P&L
Generate real-time alerts
Standardize and enhance trading system functionality

Market abuse and manipulative practices detection

Detect common manipulative order patterns
Build custom rules to address firm specific concerns
Unique algorithms to isolate market abuse patterns
Adaptive and self-learning tools to detect potential manipulative behavior

Real-time analysis and statistics

Perspective and granularity into order route
Gain advantage by discerning preferred order destination
Clear view into message rate statistics
Message type rate counts

Post-trade end-of-day compliance reporting

Fulfill post-trade compliance obligations
Supplement supervisory procedural reviews
Detail and preserve critical compliance data and reports
Create custom end-of-day reports to meet business needs